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Objective

The term open has become popularly used to describe a variety of objects (software and technology, educational resources, education, etc.). Ambiguity exists in the meaning of open, for example open education where anyone can enroll with the only requirement a fee, or open education that is available to anyone, and without a cost. In addition to the ambiguity of open (what it enables), there is also ambiguity with how organizations might operate to allow openness.

The Openness Maturity Model attempts to define open attributes and a means to assess the type of openness within the community of practice responsible for the design, development, and distribution of the open artifact.

Traditional Definition:

There are five levels defined along the continuum of the a maturity model

  1. Initial (chaotic, ad hoc, individual heroics) - the starting point for use of a new or undocumented repeat process.
  2. Repeatable - the process is at least documented sufficiently such that repeating the same steps may be attempted.
  3. Defined - the process is defined/confirmed as a standard business process, and decomposed to levels 0, 1 and 2 (the latter being Work Instructions).
  4. Managed - the process is quantitatively managed in accordance with agreed-upon metrics.
  5. Optimizing - process management includes deliberate process optimization/improvement.

These five levels can be applied to each attribute

Other possible dimensions or indicators to potentially throw into the mix and organize:

OER/OCW

  • accessibility of material formats (PDF vs RTF, etc.)
  • licensing (CC vs. copyright, etc.)
  • portability/interoperability (scorm, cartridges, IMS, etc.

Also, looking again at emm and Ken's comment above- going to enter those process categories at least preliminarily into the above doc.

Values

Courage: Initial, Repeatable, Defined, Managed, Optimizing

  • Individual: "The willingness to proclaim oneself or a project open."
    • Initial: An initial interest has been expressed in being open or joining an open initiative.
    • Repeatable: The individual understands and has expressed the value of openness.
    • Defined: The benefit(s) of openness for the individual has been articulated.
    • Managed: Expectations of openness for the individual have been established.
    • Optimizing: The individual continually updates the previous.
  • Organizational: "The willingness to declare an organization or project open."
    • Initial: An initial interest has been expressed in being open or joining an open initiative.
    • Repeatable: The organization understands and has expressed the value of openness.
    • Defined: The benefit(s) of openness for the organization has been articulated.
    • Managed: Expectations of openness for the organization has been established.
    • Optimizing: The organization continually updates the previous.


Participation

  • Individual: "The active involvement with an organization that has identified itself to be open."
  • Organizational: "The willingness to invite and admit any individual or other organization to engage with the organization"

Honesty

  • Individual: "Participants engage directly (i.e. straightforwardly), truthfully and authentically with the organization."
  • Organizational: "The organization engages directly (i.e. straightforwardly), truthfully and authentically with the participants."

Maturity:

  • Individual: "Participants reflect on, assess and reconsider, both their own and others, current and previous engagements"
  • Organizational: "The Organization reflects on, assesses and reconsiders, both their own and others, current and previous engagements"

 

 

 

1. Process Categories

 


2. Processes

Organization Processes

 

CriteriaDefinitionMetrics
   
   
   
  • The Artifacts Created During Participation in an Open Course
  • Pedagogical Intent
  • Learning Activities
  • Assessments
  • Assessment
  • Externally Used Resources
  • Credentialing (course and program level)
  • Course Content
    • Access Dimensions: non-discriminatory: open to everyone–non restrictive.
    • Licensing Dimensions:
      • Use
      • Reuse
      • Derivative Works
      • Economic Access (open to everybody irrespective of their financial means)
  • Learning Design
  • Instruction and Support
  • Delivery Technology

Resources Processes

CriteriaDefinitionMetrics
   
   
   
  • Open Access - publishing of research data
  • Externally Used Resources
  • Licensing Dimensions:
    • Use
    • Reuse
    • Derivative Works
    • Economic Access (open to everybody irrespective of their financial means)
  • Software used
  • Public Contribution
  • Public comment
  • Interoperability - resources are distributed with cross-platform interoperability in mind (for example RTF vs. PDF)



Processes

ResourcesProcesses surrounding the creation and maintenance of resources  
R1. 
R2. 
R3. 
R4. 
R5. 
SupportProcesses surrounding the oversight and management of community/institutional support
S1. 
S2. 
S3. 
S4. 
S5. 
EvaluationProcesses surrounding the evaluation and quality control
E1. 
E2. 
E3. 
E4. 
E5. 
OrganizationProcesses associated with institutional planning and management
O1. 
O2. 
O3. 
O4. 
O5. 

 

(perhaps the indicators below would be represented by individual items under each process category?)

Key Indicators

Brief Description

Values, Principlescourage, participation, honesty, maturity, humility, communication, transparency, self-organization, collaboration, evidence-based decision-making
Objectivessimplicity, emergence
Practicesincremental development, rapid feedback, continuous feedback

 

 




 

Assessment Table

The "assessment table" becomes a matrix with each category of behavior assessed on a dimension:

  • Delivery
  • Planning
  • Definition
  • Management
  • Optimization

So an evaluator/participant seeks evidence that the maturity element is being delivered, the evaluator seeks evidence of a planning process, evidence that the organization defines the element, manages it (including measurement), and has a process in which the element is assessed against standards and improved (reflective practice).

Each of these dimensions are then assessed in terms of openness.  The dimensions and openness rating taken together forms a matrix.  In the eMM model, adequacy is represented by color, making it pretty easy to identify in which areas on which dimensions the organizations exhibits various levels of maturity.

Process Dimensions

each process is examined based on dimensions of the process capability:

 DeliveryPlanningDefinitionManagementOptimization
 12345
Process

 

 

 

 

 

 

 

 

 

 

 

Openness Key:

 


 

Fully Open

 

 

Largely Open

 

 

Partially Open

 

 

Not Open

 

 

Not assessed


Practices


(This section would go in depth into each process and define the practices for each dimension of the Assessment Table. Further, this section would define the adequacy level for each practice.)


L1 Practices

Delivery

 

 

Practice #1 is defined here. 

 

 

Fully Open - (definition of fully Open practice goes here)

 

 

Largely Open - (definition of largely Open practice goes here)

 

 

Partially Open - (definition of partially Open practice goes here)

 

 

Not Open - (definition of inOpen practice goes here)

 

 

Not assessed
  
Practice 2 is defined here 

 

 

Fully Open - (definition of fully Open practice goes here)

 

 

Largely Open - (definition of largely Open practice goes here)

 

 

Partially Open - (definition of partially Open practice goes here)

 

 

Not Open - (definition of inOpen practice goes here)

 

 

Not assessed
  
Practice 3 is defined hereand so on.


Planning

 

 

Practice #1 is defined here. 

 

 

Fully Open - (definition of fully Open practice goes here)

 

 

Largely Open - (definition of largely Open practice goes here)

 

 

Partially Open - (definition of partially Open practice goes here)

 

 

Not Open - (definition of inOpen practice goes here)

 

 

Not assessed
  
Practice 2 is defined here 

 

 

Fully Open - (definition of fully Open practice goes here)

 

 

Largely Open - (definition of largely Open practice goes here)

 

 

Partially Open - (definition of partially Open practice goes here)

 

 

Not Open - (definition of inOpen practice goes here)

 

 

Not assessed
  
Practice 3 is defined hereand so on.




References:

Masson, P. (2011) Open Governance in Higher Education: Extending the Past to the Future. Educause Review. Available from http://net.educause.edu/ir/library/pdf/ERM1112.pdf.

Marshall, S. (2007) eMM Version 2.3 Process Descriptions. Victoria University of Wellington, New Zealand. Available from http://www.utdc.vuw.ac.nz/research/emm/Publications.shtml

Waugh P. & R. Metcalfe (2007) The Foundations of Openness. What are we doing today, brain? Available from http://pipka.org/blog/2008/07/23/the-foundations-of-openness/

Agile causality http://openmasters.files.wordpress.com/2009/05/causality.png?w=768&h=1024

 

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